Compliance Manager

Trustco Bank   Schenectady, NY   Full-time
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Job Title: Compliance Manager

Reports to: Compliance Senior Vice President

FLSA Status: Exempt

Salary Grade: EX02-EX06

Supervisory Responsibility: Yes


The Compliance Manager is knowledgeable about governmental and financial regulations and laws. The Compliance Manager ensures the Bank's policies and procedures comply with the rules associated with mortgage lending, deposits, and consumer lending.

ESSENTIAL DUTIES AND RESPONSIBILITIES include the following. Other duties may be assigned by supervisor and/or Trustco Bank's Board of Directors.

• Responsible for the scheduling and coordination of all compliance monitoring, reviews and testing efforts both internally and externally.

• Ensure that all compliance monitoring, reviews and testing are completed, evaluated and any findings addressed in a timely manner.

• Evaluate and monitor front line internal monitoring reviews and ensure any findings are addressed in a timely manner.

• Monitor training for compliance department staff, Regulator Owners & Subject Matter Experts and any necessary violation training.

• Create, maintain and update policies and procedures for the Compliance Department.

• Update Compliance Risk Assessment based on regulatory reviews, violations and internal monitoring.

• Review and track all initiated and implemented change control requests.


• A bachelor's degree in a business-related field or equivalent level of education and experience.

• Supervisory experience

• Effective verbal and written communication skills.

• Well organized with the ability to manage multiple tasks and work to time sensitive deadlines.

• Ability to work well independently and in groups.

• Working knowledge with Microsoft Office Programs; Excel and Word.


• Certified Regulatory Compliance Manager (CRCM)


This is a full-time position. Office hours Monday - Friday 8:30am - 5:00pm. Evening and weekend work may be required as job duties demand.


No travel required.


Must be able to speak, read, write, and understand the primary language(s) used in the workplace; bilingual skills a plus. Ability to read, analyze, and interpret general business information, including but not limited to company policies and procedures. Ability to effectively present information and respond to questions from groups of managers and customers.


The physical demands described here are representative of those that must be met by an employee to successfully perform the essential functions of this job. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.
  • This is largely sedentary role, requiring use of typical office equipment such as a computer, laptop and phone.
  • Ability to communicate both in person and/or by telephone.

The work environment characteristics described here are representative of those an employee encounters while performing the essential functions of this job. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

For the most part, ambient room temperatures, lighting and traditional equipment as found in a typical office / retail environment.


Please note this job description is not designed to cover or contain a comprehensive listing of all activities, duties or responsibilities that are required of the employee for this job. Duties, responsibilities and activities may change at any time with or without notice.


Trustco Bank is an equal opportunity/affirmative action employer. It is the policy of Trustco Bank to take affirmative action in affording equal employment opportunities to all qualified persons without regard to race, color, religion, sex, national origin, age, marital status, genetic information, disability or protected veteran status.

This includes, but is not limited to, the following:

• Hiring, placement, upgrading, transfer, demotion or promotion

• Recruitment, advertising or solicitation for employment

• Treatment during employment

• Rates of pay or other forms of compensation

• Selection for training, including apprenticeship

• Layoff or termination

It is the policy of Trustco Bank to cooperate to the fullest extent with the applicable regulations of the Civil Rights Act and any legislation on Equal Employment Opportunity.
This job is no longer available.

Trustco Bank

Schenectady, NY